BIRMINGHAM, Ala. Feb. 9, 2021 Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. Regions Bank names Maynard attorney Andrew Nix chief governance officer Regions Bank Names Andrew Nix as Chief Governance Officer He began his banking career in 1987 with Citibank, where he opened and managed a de novo branch, ultimately serving as director of U.S. Nix commits much of his time to community engagement and professional organizations. Scott M. Peters Previously she held a number of positions including Wholesale Funding and Liquidity Manager and Head of Debt and Capital Management, both in the banks Treasury Division. Critical Capabilities: Analyze Products & Services, Digital IQ: Power of My Brand Positioning, Magic Quadrant: Market Analysis of Competitive Players, Product Decisions: Power Your Product Strategy, Cost Optimization: Drive Growth and Efficiency, Strategic Planning: Turn Strategy into Action, Connect with Peers on Your Mission-Critical Priorities, Peer Insights: Guide Decisions with Peer-Driven Insights, COVID-19 Resources for Legal & Compliance, Legal and Compliance Risk Management Framework. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. He is also a member of the United Ways Tocqueville Society. Regions, the Regions logo and the LifeGreen bike are registered trademarks of Regions Bank. Regions provides links to other websites merely and strictly for your convenience. Keenan holds a Bachelor of Arts degree in Political Science from Furman University where he was named a Distinguished Military Graduate. Meet Andrew Nix. 427 Loan Officers in Tempe, AZ Directory - Trustoria.com In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. His most recent role with Wachovia before joining Regions was assistant treasurer and head of Enterprise Balance Sheet Management. Smith began his banking career at Deposit Guaranty as a management trainee. This will help create a long-term strategy and structure to establish metrics and monitoring processes to demonstrate effectiveness. John B. Owen He is a member of the companys Executive Leadership Team. Barb Godin is the Deputy Chief Risk Officer and Chief Credit Officer and is a member of the Executive Leadership Team. Andrews experience and insights will help us build on these accomplishments. Pichel previously led the Home Equity Committee for the Consumer Bankers Association. Nix is a member of the Society for Corporate Governance, the Kiwanis Club of Birmingham, the Board of Directors of Better Basics, and the United Way of Central Alabama Tocqueville Society, and he has served on various committees of the Alabama State Bar. Compliance risk assessments The chief compliance officer Testing and monitoring Click here to download a compendium that provides details about all five ingredients. Chief transformation officers are an emerging role at banks, and Regions Financial is one financial institution that is thinking through the meaning of that position. Nolan joined Regions in 1989. Smith earned a bachelors degree in Economics and Accounting from Mississippi College, and graduated from the Louisiana State University Graduate School of Banking, as well as the KPMG Commercial Banking Institute. Youre about to leave Regions to use an external site. Leading compliance programs use the investigations process to foster a sense of organizational justice and combat a fear of retaliation. He later went on to receive his Master of Arts degree in Human Resource Development from Boston University. Ritter is involved in several community organizations, including serving on the board of directors of Leadership Birmingham and the Birmingham Museum of Art and on the board of trustees for Tuskegee University. Santander Chief Compliance Officer Salaries in Braunton Nixs previous legal experience also includes work for Bradley Arant Boult Cummings LLP and Lightfoot Franklin & White LLC. Danella earned a bachelors degree in Economics and English from Vanderbilt. In addition to overseeing all Relationship Management activities across the organization, he is responsible for specialty segments including Government and Institutional Banking (GIB), Small Business Administration (SBA) and Agriculture. Regions Bank is welcoming a new chief governance officer whose passion is helping companies make a valuable difference. Ronald G. Smith Privacy Policy. Prior to joining Regions, Lusco was managing partner in KPMGs offices in Birmingham, Alabama and Memphis, Tennessee. The site that you are entering is operated or controlled by a third party that is unaffiliated with Regions. Hope D.Mehlman and Tammy LoCascio . Galvanized by the 2018 scandal at a tiny branch in Estonia, the Copenhagen-based bank is about half-way through a revamp of its financial crimes controls, according to its new chief compliance officer and Bank compliance officers evaluate policies/procedures and ensure they . In addition, Nix will consistently monitor and evolve Regions corporate governance framework while serving as a liaison to external stakeholders, including institutional stockholders, regarding corporate governance matters. Matt Lusco is Chief Risk Officer and leads the Risk Management Group, which is comprised of risk management operations, including Enterprise Risk, Compliance Risk, Operational Risk, Credit Risk, Market Risk, Business Services Credit, Credit Operations, Problem Asset Management, Risk Analytics and Regulatory Affairs. She is also a member of the Rotary Club of Greater Birmingham. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. He serves on the boards of Tennessee Bankers Association, Regions Foundation of Tennessee, the Vanderbilt/Owen School Board of Visitors, Nashville Convention and Visitors Bureau, the Woodward-Hines Foundation, and Mississippi Valley Title and Mississippi College Board of Trustees. BIRMINGHAM, Ala. - Feb. 9, 2021 - Regions Bank on Tuesday announced Andrew Nix will join the company as chief governance officer, serving in a leadership role advising the Regions Financial Corporation Board of Directors and executive management on a wide range of corporate governance best practices. This frees general counsel (GC) to take a more strategic legal and risk-tolerance approach. 8 a.m. 7 p.m. He is currently the President of the Congregation of Independent Presbyterian Church and a member of the Rotary Club of Birmingham. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Prior to that role he was Head of Strategic and Corporate planning. She also serves as vice president and program chair for the Southeastern Chapter of the Society for Corporate Governance. Before joining KPMG, Lusco was with Arthur Andersens Birmingham, Alabama, office and was managing partner. He is a graduate of Leadership Alabama, a former member of the Financial Services Roundtable and a former board member for the Consumer Bankers Association. To ensure the most secure and best overall experience on our website, we recommend the latest versions of. From 1986 to 1988, Lusco worked in the Office of the Comptroller of the Currency's Office of the Chief Accountant in Washington, D.C. where he worked with OCC representatives and counterparts at the FDIC and Federal Reserve in policy development and in interpreting accounting and regulatory issues. This press release features multimedia. In that role, he was responsible for all aspects of consumer credit and deposit product marketing and product development for Citibanks U.S. retail bank. Executive Vice President Senior Executive Vice President He is responsible for 1,500+ facilities and workplace strategy. His career also includes extensive experience in Mortgage operations, digital and technology transformation, and consumer lending. He has held various leadership roles, including corporate division manager, city president, area president for Mississippi/North Louisiana and regional president of the Southwest region. In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. She reports to the Chief Risk Officer, and is responsible for the overall direction of the banks risk management with a particular focus on credit risk. Regions Bank Names Abbas Merchant as Chief Marketing Officer as Michele Raber earned an MBA in Finance from Kent State University and a bachelors degree in International Studies/Economics from the University of North Carolina. He also previously led Strategy and Mergers & Acquisitions for Regions and served as Mid-South Region President, overseeing Tennessee, North Carolina, Virginia, Kentucky, Missouri, Iowa, Illinois and Indiana. Jeremy King | Regions has a demonstrated commitment to creating more inclusive prosperity, and I am excited to bring my skills and experience in support of the banks important work.. About this role. New compliance officers face an overwhelming amount of tasks during their first few months. To align a bank's compliance program with its overall risk management efforts, a growing number of institutions are positioning the chief compliance officer on a direct reporting line to the CRO. Most recently, he held the position of South Region President, overseeing banking operations for Alabama, Mississippi, South Louisiana and the Florida Panhandle. He joined Assurant as senior vice president of Information Technology. She joined Regions in 2003 to lead Consumer Credit Risk. Additional information about Regions and its full line of products and services can be found at www.regions.com. Prior to joining Regions, she was at KeyBank and served as executive vice president and chief consumer risk officer with responsibility for policy, risk scoring and analytics as well as collections. Turner has served on the Board of Directors and the Executive Committee for Junior Achievement of Alabama, Inc., United Way of Central Alabama, Inc., and is a member of the Presidents Cabinet of the University of Alabama, the Financial Services Roundtable, the Alabama Society of CPAs and the American Institute of CPAs. Congratulations on your new role. Internet Explorer presents a security risk. Reserve Bank of India - Notifications and In recent years, Regions has been recognized for our focus on doing right by all of our stakeholders. Abrahams graduated from Texas Christian University with a Bachelors Degree in Business Administration with a major in Finance. He is a member of the banks Executive Leadership Team. Use our guide to analyze where current efforts diverge from stakeholders' expectations and develop . CCOs must monitor and respond to changes in compliance risks. Properly following procedure, he consults the compliance officer, who performs a check-the-box review and signs off but raises a "fairness" concern because the product is controversial with regulators and consumer groups. Neither Cetera Investment Services, nor Cetera Investment Advisers is an affiliate of Regions Bank. Kate R. Danella Logan M. Pichel She is a member of the companys Executive Leadership Team. Use this one-page template to communicate your strategy with internal business partners. Gartner Terms of Use Senior Executive Vice President Additional information about Regions and its full line of products and services can be found at www.regions.com. By clicking the "Submit" button, you are agreeing to the Since founding the firm in 1984, it has grown to be one of the Southeasts leading law firms. Previously she served as Regions' senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. From 2006-2010, Mehlman served as associate general counsel responsible for counseling lines of businesses on a full range of legal, regulatory, and compliance issues needed to operate in a highly regulated area. David Popwell President, Specialty Banking . John Turner is president and chief executive officer of Regions Financial Corporation. Prior to assuming her current role, she was named associate director of investor relations in 2010. Head of Strategic Planning & Corporate Development. For bank chief risk officers, no room for error in compliance She earned her Juris Doctorate from Seton Hall University School of Law and her Master of Laws in Taxation from New York University School of Law. Cheatham graduated from Auburn University with a bachelors degree in accounting. He is a fellow of the American Bar Foundation and has served on the Board of Directors of the American Judicature Society. Misra also served as senior director of Business Intelligence & Strategy for KBToys.com and began his career as an assistant professor of Computer Science at the Colorado School of Mines. His primary focus was financial institutions. He is a member of Regions Executive Leadership Team. Senior Executive Vice President Privacy Policy. Back to top The chief compliance officer This article takes a look at the role of the chief compliance officer (CCO). Their job description entails monitoring and analyzing risk areas in a bank's operation to ensure observance of state or federal laws. 205-264-4551 Prior to joining Regions, Turner served as an audit partner of KPMG LLP and he previously served Arthur Andersen in a number of positions, including: audit partner, audit manager, senior auditor and staff auditor. Pichel began his career as a financial analyst with General Motors. Abrahams is also the President of the Regions Foundation, which is among the top 100 corporate sponsored foundations (based on endowment size). Use the insights, advice and other tools included in this 12-step guide to make an impact in your new role.. Measure performance against peers, strategic priorities and future needs, and position yourself to drive business goals with Gartner's benchmarks and diagnostics. Prior to assuming her current role in 2018, Raber led debt product delivery across Regions Corporate Banking platform and served as the banks Specialized Industries Credit Executive. Before joining SunTrust, Abrahams was a consumer banking manager in eastern Tennessee for Regions. Lusco joined Regions in 2011, bringing over 30 years of audit, accounting and risk management expertise in a wide range of institutions. Prior to joining Regions, he worked in National Accounts for SunTrust Bank overseeing the McDonalds franchise lending program as well as Fortune 1000 companies headquartered in Chicago, Minneapolis/St. He was named president in December 2017. Head of Corporate Real Estate and Procurement. Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Fournier J. Gale, III Prior to joining Regions, Pichel served as the Head of Retail Delivery for Citizens Bank in Flint, Michigan, where he was responsible for the entire branch network and was a member of the Executive Leadership Team. Senior Executive Vice President Executive Vice President Suite 201, Tempe AZ 85283Sales Representativesince Feb 2011 At Bank of America, also in Charlotte, he was a Senior Vice President in the eCommerce group with responsibility for the industrys largest online payments and transfers business as well as the industrys largest online deposits business. As someone who has lived in Birmingham for nearly 20 years, I recognize the significant impact that Regions has not only locally, but also in every market served by the bank, Nix said. Keith Herron is Head of Corporate Responsibility and Community Engagement for Regions. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. At its core, its about having a strong framework that guides business decisions and, in turn, benefits not only the customers of a company but also the people and businesses who make up the communities where a company does business. Head - Financial Risk. His responsibilities included overseeing various audits of the overall corporation reporting to the Audit Committee of the Board of Directors. Keenan joined Regions predecessor Amsouth Bank in 2003 as leader of the companys Field Human Resources Group. Before joining KPMG, Lusco was with Arthur Andersen's Birmingham, Alabama, office from 1989 to 2002 and was managing partner from 1996 to 2002. She is also responsible for managing the companys relationships with credit rating agencies. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Bill Horton serves as the Head of commercial banking and is a member of the Executive Leadership Team for Regions. Mehlman received her bachelors degree from Cornell University. Paul, Seattle, and Portland. He serves on the Economic Development Partnership of Alabama, United Way of Central Alabama, Business Council of Alabama, Birmingham Business Alliance, A Plus Education Foundation and Infirmary Health System boards. He began his career in the Jackson, Mississippi office of Arthur Andersen. Mehlman received her bachelors degree from Cornell University. This circular supplements the guidelines issued by Reserve Bank of India on April 20, 2007 and March 04, 2015 and for any common areas of guidance, the prescription of this circular shall be followed. Chief Compliance Risk Officer at Regions Bank Jim Pihera is based out of Birmingham, Alabama, United States and works at Regions Bank as Chief Compliance Risk Officer. During his tenure with Wachovia, Smithy served as a senior analyst in the Asset and Liability Management division and was promoted to senior vice president and global head of the division. The Wealth Management group includes Private Wealth Management, Investment Services, Institutional Services and Asset Management. By 81,000+ Chief Officer Jobs in United States (3,673 new) President and Chief Executive Officer The Bay Park Conservancy, Inc. Sarasota, FL 2 weeks ago Chief Operating Officer Hub. During this period, he served in line management positions in manufacturing, distribution and sales. At GE, Plimpton most recently served as Vice President and General Counsel for GE Global Operations. By Jeremy King | February 9, 2021. Wells Fargo is seeking a Lead Compliance Officer in Corporate Risk as part of the Program Strategy, Planning, & Governance Team.Learn more about the career areas and lines of business at wellsfargojobs.com . Herron earned a bachelors degree from Samford University in Birmingham, Ala., and a masters degree in Finance from DePaul University in Chicago, Illinois. Andy began his career at NCR Corporation holding Senior Sales Account Management roles throughout the Southeast, with primary focus on ATMs. Anthony Restel President, Regional Banking . Scott Peters serves as the head of Regions Consumer Banking Group, which is comprised of the Retail Bank, Mortgage, and Indirect Lending and Partnerships. Matt also has served on the board of directors of the Risk Management Association where he oversaw Association business during the groups search for a new CFO. Regions Investment Solutions is a marketing name of Cetera Investment Services. While stationed in Karlsruhe, Germany, Keenan was deployed during Operation Desert Storm where he was recognized with multiple leadership awards for his service. Securities and insurance products are offered through Cetera Investment Services LLC, member FINRA/SIPC. He joined Regions in 2011 as president of the South Region, leading banking operations in Alabama, Mississippi, South Louisiana and the Florida Panhandle. C. Matthew Lusco Prior to assuming his current role Cheatham served as Commercial Banking Executive for the North Central Alabama Area. Key categories include service provider risk management, strategic sourcing, sourcing operations, supplier relationship management and payments. Turner holds a bachelors degree in economics from the University of Georgia and is currently an advisory trustee for the University of Georgia Foundation. Andrew Nix will join Regions as chief governance officer on March 17. Abrahams joined Regions in 2013, most recently served as Area President in North Central Alabama. By clicking the "Access Your Download" button, you are agreeing to the The 2022 Gartner Leadership Vision for CCOs research outlinesthree key issues that will affect CCOs and their teams in 2022and actions they should take to mitigate risk, improve compliance culture and embed technology in their processes. Owen also leads the Steering Team for the Simplify and Grow strategic priority focused on making banking easier for customers and associates, streamlining the companys organizational structure, accelerating revenue growth, and improving efficiency. A bank executive develops a new product, maybe a fee-generation concept. Tammy LoCascio Chief Operating Officer . Member FDIC. Peters holds a bachelors of science degree in Marketing from the University of Connecticut. Turner joined Regions in 2005 and led the Internal Audit Division for Regions before being named chief financial officer in 2010. Chief Financial Officer. He also served two years as head of Business Lines, which included the Business Services, Consumer Services, Consumer Lending and Wealth Management groups, before becoming head of the Regional Banking Group in 2014. President, Regions Foundation. Chief Risk Officer. As Group Vice President and Director of eCommerce at SouthTrust Bank in Birmingham, Hernandez started the eCommerce group, building it from the ground up. Andrew Nix. Jeremy D. King He began his career at Crestar Mortgage. Head of Investor Relations. All new products shall be subjected to intensive monitoring for at least the first six months of introduction to ensure that the indicative parameters of Compliance risk are adequately monitored. Prior to joining Regions in 2004, Peters served as executive vice president of Fidelity Personal Investments, with segment management responsibility for 2.6 million households, $1.05 billion in revenues, and $230 billion in assets under management. Senior Executive Vice President Effective July 2, 2018, Turner became the chief executive officer and was appointed to Regions board of directors. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Before joining Regions in 2022, Massey spent almost 30 years at Truist Bank and its predecessor companies, including SunTrust Bank, primarily in roles focused on technology, operations, and transformation. Prior to joining Regions, Ms. Mehlman was a partner in the Corporate/Securities and Banking/Financial Services practices at the law firm of Adams and Reese, LLP. Corporate governance is my passion. He currently serves on the board of the Bank Administration Institute and the Consumer Bankers Association. Treasurer. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, the Debt Products Organization, and Corporate Banking Group Administration. Regions is a regional bank that operates throughout the South, Midwest and Texas and is headquartered in Birmingham, Ala. Danella most recently served as Chief Strategy and Client Experience Officer. About Regions Financial Corporation Investments, Annuities, and Insurance Products, 2021 Supplemental Proxy Materials (March 31, 2021). Senior Executive Vice President Head of Enterprise Operations. In this new environment, CCOs must be prepared to ex to four distinct models: strategic business advisor, culture and ethics steward, tech and analytics champion, and an aligned assurance forger. Chief Enterprise Operations and Technology Officer. Senior Executive Vice President Hope Dmuchowski Chief Financial Officer. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. John M. Turner, Jr. Ronnie Smith is head of Corporate Banking at Regions, which includes Commercial Banking, Large Corporate Banking, Capital Markets, Real Estate Banking, Regions Business Capital, Credit Products group, and Corporate Banking Group Administration. Most recently, Danella served as Head of Private Wealth Management. In his role as general counsel, he provides leadership for the companys legal affairs and ethics program. Regions Bank Names Scott Peters as Chief Transformation Officer; Kate Gartner Terms of Use Smithy holds a Bachelor of Science degree in finance from the University of Florida and a Masters of Business Administration degree from the University of North Carolina at Charlotte. Nix commits much of his time to community engagement and professional organizations. Corporate governance speaks to the heart of who we are as financial professionals committed to making a positive difference for the people, businesses and communities we serve, Plimpton said. Before his current role, Herron was South Region President, overseeing banking operations in Alabama, Mississippi, South Louisiana and the Florida panhandle. Senior Executive Vice President Chief Legal Officer and Corporate Secretary. David Turner serves as Regions chief financial officer and is a member of the Regions Executive Leadership Team. He oversees a number of enterprise functions, including Corporate Communications, the Regions Foundation, Community Affairs and Charitable Giving, Government Affairs and Economic Development, Fair and Responsible Banking, Customer Experience and Regions360. Head of Consumer Banking Group. Download our eBookto explore the key actions for CCOs heading into 2022: By clicking the "Continue" button, you are agreeing to the Regions Bank is an Equal Housing Lender and Member FDIC. Chief Risk Officer . Previously she served as Regions senior compliance manager responsible for consumer compliance, BSA/AML, wealth management compliance, and enterprise monitoring and testing. Senior Executive Vice President Having spent 45 years in the financial services industry, Godin has extensive experience in lending and risk management. Fill out the form to connect with a representative and learn more. The Chief Compliance Officer (CCO) shall be a member of the 'new product' committee/s. Senior Executive Vice President In this capacity he is responsible for leading the banks digital transformation, which includes digitizing the business to better serve Regions customers, providing leadership over the companys digital strategy, and driving accelerated delivery. Matt's community and civic involvements have been varied and have included board and/or leadership positions with Operation New Birmingham, The Civic Club Foundation, The Birmingham International Festival, The American Heart Association and the Ole Miss Alumni Association. Regions provides links to other websites merely and strictly for your convenience. By clicking the "" button, you are agreeing to the In this capacity, he was a key member of the leadership team which led the bank through the 2008 financial crisis, subsequently creating an industry-leading organizational culture as recognized by Gallups Exceptional Workplace Award six years in a row. Head of the Wealth Management Group. Our compliance research and advisory services are designed to help you keep up with the fast-paced changes in the regulatory landscape, manage misconduct risk inside the business and ensure compliance along the supply chain. Discover the four best practice approaches in investigation management. These business lines include Branch Bankers and Retail Leadership; Mortgage Sales; Indirect Auto Lending; Consumer Indirect Lending Partnerships; Consumer Deposit and Loan Product Management; and Consumer Strategy. Ritter earned a bachelors degree in economics from Vanderbilt University and is a graduate of the Stonier School of Banking at Georgetown. Massey is responsible for all aspects of Regions Enterprise Operations, Technology and Data and Analytics. Massey holds a bachelors degree from Virginia Commonwealth University and is a graduate of the Emory University Advanced Management Program. She is a member of the National Investor Relations Institute (NIRI) and a graduate of the Momentum Leadership Program. Couch earned a bachelors degree in Corporate Finance from the University of Alabama.